SERIES 66


 

Uniform combined state law exam

Passing the Series 66 exam fulfills the requirements for both the Series 63 and Series 65. However, the candidate must also pass the Series 7 General Securities Representative Exam.  The Series 66 qualifies a candidate to register with states as both securities agent (registered representative), and investment adviser (IA) or investment adviser representative (IAR). The exam is developed and maintained by the North American Securities Administrators Association (NASAA) and administered by FINRA.

 

Exam details

Exam Format: 100 multiple-choice questions

 Exam Duration: 2 hours, 30 minutes (150 minutes)

Passing Score:  73% (73 correct of 100)

 

Corequisite: Series 7

Broker-dealer Sponsorship: not required



Study course

Series 66

Modules: 10 chapters delivered in mobile-friendly, online and printable .pdf formats

Module Quizzes: 10 20-question, module quizzes to gauge initial comprehension

Live Tutorials: Live, instructor-led tutorials offered on a rotating calendar basis

OnDemand Tutorials: 10 mobile-friendly, OnDemand tutorials available 24/7

Bonus Tutorials: 

  • Introduction to the Series 66

  • New Exam Topics

  • Test Taking Tips to help you beat the test

 

Section Tests: Five 20-question, section tests

Final Exams: Six 100-question, weighted finals that simulate the Series 66 exam

Green Light Status Indicator: Know with confidence your level of preparedness

Remediation:

  • Suggested Study Plan: System-generated study plan based on incorrect answers on initial assessments. Includes a custom suggested study plan assessment containing actual missed questions from final exams.

  • Custom Assessments: Create unlimited, 20 or 50-question, custom exams from any number of modules. Feature unlocks when final exams are completed.

Instructor Access: Unlimited email/phone access to our expert NRS Exam Prep instructors

FIRE Drill App: Access to additional practice questions in our free Series 66 FIRE Drill App

$229

 
 
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How to PASS the Series 66 (Combined Investment Adviser/Agent) State Exam!

 
 
 

Series 66 Uniform Combined State Law Exam Video Flashcard Playlist