Series 63
Uniform securities state law exam
The Series 63 exam is required by most states for individuals to register as securities agents (registered representatives) within those states. The exam is developed and maintained by the North American Securities Administrators Association (NASAA) and administered by FINRA. It tests state securities regulations.
exam details
Format: 60 multiple-choice questions
Duration: 1 hour, 15 minutes (75 minutes)
Passing Score: 72% (43 correct of 60)
Broker-dealer Sponsorship: not required
Study course
Series 63
Modules: 5 chapters delivered in mobile-friendly, online and printable .pdf formats
Module Quizzes: 5 20-question, module quizzes to gauge initial comprehension
Live Tutorials: Live, instructor-led tutorials offered on a rotating calendar basis
OnDemand Tutorials: 5 mobile-friendly, OnDemand tutorials available 24/7
Bonus Tutorials:
Introduction to the State Exams
New Exam Topics
Test Taking Tips to help you beat the test
Final Exams: Seven 60-question, weighted finals that simulate the Series 63 exam
Green Light Status Indicator: Know with confidence your level of preparedness
Remediation:
Suggested Study Plan: System-generated study plan based on incorrect answers on initial assessments. Includes a custom suggested study plan assessment containing actual missed questions from final exams.
Custom Assessments: Create unlimited, 20 or 50-question, custom exams from any number of modules. Feature unlocks when final exams are completed.
Instructor Access: Unlimited email/phone access to our expert NRS Exam Prep instructors
