Series 24
General Securities Principal
The Series 24 Exam is a principal level FINRA exam that qualifies individuals to manage/supervise investment banking or general securities activity, including corporate and government securities, direct participation programs, investment companies, and variable contracts. While this does NOT qualify individuals to supervise municipal or options activity, it does fulfill the qualification requirement for OSJ (office of supervisory jurisdiction) compliance officers.
exam details
Format: 150 multiple-choice questions
Duration: 3 hours, 45 minutes (225 minutes)
Passing Score: 70%
Prerequisite: SIE + Series 7
Broker-dealer Sponsorship: required
exam outline
study course
Series 24
Modules: 19 chapters delivered in mobile-friendly, online and printable .pdf formats
Module Quizzes: 22 20-question, module quizzes to gauge initial comprehension
OnDemand Tutorials: 45 mobile-friendly, OnDemand tutorials available 24/7
Midterms: Two midterms: a 20-question test and a 40-question test
Mini Finals: Two 50-question mini-finals
Final Exams: Three 150-question, weighted finals that simulate the Series 9 exam
Green Light Status Indicator: Know with confidence your level of preparedness
Remediation:
Suggested Study Plan: System-generated study plan based on incorrect answers on initial assessments. Includes a custom suggested study plan assessment containing actual missed questions from final exams.
Custom Assessments: Create unlimited, 20 or 50-question, custom exams from any number of modules. Feature unlocks when final exams are completed.
Instructor Access: Unlimited email/phone access to our expert NRS Exam Prep instructors
